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In a recent SEC filing, Robinhood Markets Chief Financial Officer Jason Warnick confirmed that Robinhood Crypto has received investigative subpoenas from the SEC regarding its "cryptocurrency ...
More May 4. Robinhood received a Wells Notice from SEC staff on May 4, it said in an SEC filing, which indicated the agency had made a “preliminary determination” to file an enforcement action ...
Robinhood also faced issues with maintaining records, failing to preserve electronic communications and core brokerage data as required by law, per an SEC filing. Moreover, from 2019 to 2023 ...
There were additional violations that were detailed in the SEC Order which applied only to Robinhood Securities. These related to its blue sheet data filings and fractional share trading and stock ...
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Robinhood Markets' CFO sells shares worth ~$3MRobinhood Markets (NASDAQ:HOOD) said in an SEC filing on Friday that CFO Jason Warnick sold shares worth about $3.1M in the stock and crypto trading app. Warnick sold 50K shares of common stock at ...
“RWA tokenization represents a new paradigm for institutional asset allocation,” Tenev said in the company’s recent SEC filing. “Robinhood is committed to leading this trend under a ...
Approximately 40,000 customers say their Robinhood accounts have fallen prey to cyberattacks, according to court filings. The multimillion-dollar agreement received preliminary approval in August.
Robinhood Markets, Inc. has reportedly closed its strategic acquisition of Bitstamp Ltd., which is a global cryptocurrency ...
In the second and third quarters of this year, customers transferred about $350 million and $375 million, respectively, to Robinhood from other brokerages, according to company filings.
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