A financial industry arbitration panel has ordered Stifel, Nicolaus & Co. Inc. to pay $7 million in attorney’s fees to a ...

A financial industry arbitration panel has ordered Stifel, Nicolaus & Co. Inc. to pay $7 million in attorney’s fees to a ...

It was the second adverse ruling in a week that a panel has handed to Stifel. Also last week, the firm was ordered to pay more than $132 million in compensatory damages to a father and his three ...

Stifel Financial Corp.’s broker-dealer unit has seen yet another unfavorable outcome in an industry dispute, and on Friday a ...

The uncle and nephew team that joined Wells Fargo in New York previously generated $2.4 million in annual revenue.

The company had filed arbitration claims against a group of advisors who quit to help launch a registered investment advisory ...

The largest arbitration award granted to retail clients is the third ruling against Stifel involving advisor Chuck Roberts.

Stifel pulls a $1.35 billion team from Raymond James, while LPL draws from Edward Jones and Wells Fargo, in advisor moves ...

Stifel ordered by FINRA to pay $132.5 million damages to US family Stifel Financial was ordered by a Financial Industry Regulatory Authority arbitration panel to pay a family $132.5 million for ...