Stifel pulls a $1.35 billion team from Raymond James, while LPL draws from Edward Jones and Wells Fargo, in advisor moves ...
CIBC's Dodig will remain on the board as a special adviser to incoming CEO Harry Culham and the board until April 30, 2026. Culiham is to take the CEO position on Nov. 1. The lender reaffirmed its ...
Stifel Financial recruited a former Raymond James Financial financial advisor team that oversaw $1.35 billion in client ...
Stifel Nicolaus & Co. and a female worker who alleged sexual assault, harassment, and retaliation against the wealth ...
“These investments will pressure profitability in 2025, but we believe they are critical to driving long-term sustainable ...
Stifel Nicolaus analyst Annabel Samimy maintained a Buy rating on Altimmune (ALT – Research Report) today and set a price target of $18.00. The ...
The largest arbitration award granted to retail clients is the third ruling against Stifel involving advisor Chuck Roberts.
A three-person arbitration panel overseen by Finra Dispute Resolution Services stunned the financial advice industry on ...
Stifel Financial was ordered by a Financial Industry Regulatory Authority arbitration panel to pay a family $132.5 million ...
Shares in financial firm Stifel (SF) dropped 3% today after it was told to cough up $132.5 million in damages to a U.S.
For the second time in about two weeks, a FINRA arbitration panel has cited state statutes to slap a wealth management firm ...
A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly misleading ...