A financial industry arbitration panel has ordered Stifel, Nicolaus & Co. Inc. to pay $7 million in attorney’s fees to a ...

It was the second adverse ruling in a week that a panel has handed to Stifel. Also last week, the firm was ordered to pay more than $132 million in compensatory damages to a father and his three ...

Stifel Financial Corp.’s broker-dealer unit has seen yet another unfavorable outcome in an industry dispute, and on Friday a ...

The company had filed arbitration claims against a group of advisors who quit to help launch a registered investment advisory ...

The uncle and nephew team that joined Wells Fargo in New York previously generated $2.4 million in annual revenue.

Stifel ordered by FINRA to pay $132.5 million damages to US family Stifel Financial was ordered by a Financial Industry Regulatory Authority arbitration panel to pay a family $132.5 million for ...

Stifel ordered by FINRA to pay $132.5 million damages to US family Stifel Financial was ordered by a Financial Industry Regulatory Authority arbitration panel to pay a family $132.5 million for ...

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Stifel Financial Corp. operates as the bank holding company for Stifel, Nicolaus & Company, Incorporated that provides retail and institutional wealth management, and investment banking services ...

An investor cannot invest directly in an index. KBW (Keefe, Bruyette & Woods, Inc., operating in the U.S., and Stifel Nicolaus Europe Limited, also trading as Keefe, Bruyette & Woods Europe ...