Stifel must pay $7 million for the attorneys’ fees of four former employees who were accused of carrying out an "orchestrated ...

A financial industry arbitration panel has ordered Stifel, Nicolaus & Co. Inc. to pay $7 million in attorney’s fees to a ...

It was the second adverse ruling in a week that a panel has handed to Stifel. Also last week, the firm was ordered to pay more than $132 million in compensatory damages to a father and his three ...

Stifel Financial Corp.’s broker-dealer unit has seen yet another unfavorable outcome in an industry dispute, and on Friday a ...

The company had filed arbitration claims against a group of advisors who quit to help launch a registered investment advisory ...

Stifel pulls a $1.35 billion team from Raymond James, while LPL draws from Edward Jones and Wells Fargo, in advisor moves ...

The largest arbitration award granted to retail clients is the third ruling against Stifel involving advisor Chuck Roberts.

A three-person arbitration panel overseen by Finra Dispute Resolution Services stunned the financial advice industry on ...

For the second time in about two weeks, a FINRA arbitration panel has cited state statutes to slap a wealth management firm ...

Stifel Financial was ordered by a Financial Industry Regulatory Authority arbitration panel to pay a family $132.5 million ...

Italian luxury group Brunello Cucinelli on Thursday said its operating profit had risen 12.9% last year and confirmed ...